Abilities and Assistance

  • Protocol Process

  • Audit Readiness

  • P&P Manual

  • Dos and Don’ts for social media

  • Dos and Don’ts for advertising

  • Annual certification requirements: Sexual Harassment, Whistle Blower, AML and Cybersecurity

  • Association awareness

  • Industry news

  • DFS meetings

  • Regulatory Compliance conference and tradeshow

  • Economics trends

  • Peer Company awareness

  • How to navigate NMLS

  • NYS Broker Owner licensing assistance

  • Multiple state license assistance for Broker Owners

  • NYS MLO licensing assistance

  • Multistate licensing for MLO’s

  • Continuing education live training

  • Special assistance upon request.

  • Marketing approval for compliance – shared and joint advertising

  • Applicant disclosure review

  • Notary services when needed

  • Local Compliance and Regulatory Association for Mortgage

Regulatory Resources